FINRA to Send Revised Outside Business Activity Plan to SEC
Industry officials are bracing to see if the proposal includes changes to supervisory requirements for outside RIA activity. Related Stories Guardrails Needed on Alts in 401(k)s: SEC Chief Atkins In Social Security Chief’s Retirement-Age Comments, Retirement Expert Finds an Alarming Truth OpenArc Mega-Team Fires Back at Merrill’s Charge of Corporate Raiding Spread the…
Industry officials are bracing to see if the proposal includes changes to supervisory requirements for outside RIA activity.
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