Rep in Hot Water Over Annuity Swaps in Senior Clients' Accounts
FINRA has fined and suspended an Oakwood Capital rep for recommending seven unsuitable variable annuity exchanges. Related Stories Stephanie Link: Where to Invest as AI, Economy Keep Booming Clients Increasingly Gravitate to Private Markets, Advisors Report Amplify Taps Elite Advisor Group Co-Founder as CMO Spread the love
FINRA has fined and suspended an Oakwood Capital rep for recommending seven unsuitable variable annuity exchanges.
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